3.4.2 Security Association Lookup
Upon receipt of a packet containing an IP Authentication Header, the
receiver determines the appropriate (unidirectional) SA, based on the
destination IP address, security protocol (AH), and the SPI. (This
process is described in more detail in the Security Architecture
document.) The SA indicates whether the Sequence Number field will
be checked, specifies the algorithm(s) employed for ICV computation,
and indicates the key(s) required to validate the ICV.
If no valid Security Association exists for this session (e.g., the
receiver has no key), the receiver MUST discard the packet; this is
an auditable event. The audit log entry for this event SHOULD
include the SPI value, date/time, Source Address, Destination
Address, and (in IPv6) the Flow ID.
3.4.3 Sequence Number Verification
All AH implementations MUST support the anti-replay service, though
its use may be enabled or disabled by the receiver on a per-SA basis.
(Note that there are no provisions for managing transmitted Sequence
Number values among multiple senders directing traffic to a single SA
(irrespective of whether the destination address is unicast,
broadcast, or multicast). Thus the anti-replay service SHOULD NOT be
used in a multi-sender environment that employs a single SA.)
RFC 2402 IP Authentication Header November 1998
If the receiver does not enable anti-replay for an SA, no inbound
checks are performed on the Sequence Number. However, from the
perspective of the sender, the default is to assume that anti-replay
is enabled at the receiver. To avoid having the sender do
unnecessary sequence number monitoring and SA setup (see section
3.3.2), if an SA establishment protocol such as IKE is employed, the
receiver SHOULD notify the sender, during SA establishment, if the
receiver will not provide anti-replay protection.
If the receiver has enabled the anti-replay service for this SA, the
receiver packet counter for the SA MUST be initialized to zero when
the SA is established. For each received packet, the receiver MUST
verify that the packet contains a Sequence Number that does not
duplicate the Sequence Number of any other packets received during
the life of this SA. This SHOULD be the first AH check applied to a
packet after it has been matched to an SA, to speed rejection of
duplicate packets.
Duplicates are rejected through the use of a sliding receive window.
(How the window is implemented is a local matter, but the following
text describes the functionality that the implementation must
exhibit.) A MINIMUM window size of 32 MUST be supported; but a
window size of 64 is preferred and SHOULD be employed as the default.
Another window size (larger than the MINIMUM) MAY be chosen by the
receiver. (The receiver does NOT notify the sender of the window
size.)
The "right" edge of the window represents the highest, validated
Sequence Number value received on this SA. Packets that contain
Sequence Numbers lower than the "left" edge of the window are
rejected. Packets falling within the window are checked against a
list of received packets within the window. An efficient means for
performing this check, based on the use of a bit mask, is described
in the Security Architecture document.
If the received packet falls within the window and is new, or if the
packet is to the right of the window, then the receiver proceeds to
ICV verification. If the ICV validation fails, the receiver MUST
discard the received IP datagram as invalid; this is an auditable
event. The audit log entry for this event SHOULD include the SPI
value, date/time, Source Address, Destination Address, the Sequence
Number, and (in IPv6) the Flow ID. The receive window is updated
only if the ICV verification succeeds.
RFC 2402 IP Authentication Header November 1998
DISCUSSION:
Note that if the packet is either inside the window and new, or is
outside the window on the "right" side, the receiver MUST
authenticate the packet before updating the Sequence Number window
data.
3.4.4 Integrity Check Value Verification
The receiver computes the ICV over the appropriate fields of the
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